Surgent's Auditing 401(k) Plans: Critical Issues and Annual Update

Wednesday, September 8 9:00am - 12:30pm

(Check-In 8:30am)

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4.00 Credits

Member Price $139.00

Non-Member Price $204.00


Due to increasing scrutiny in the employee benefit plan area, it is imperative for auditors of 401(k) plans to remain up to date on the rules and regulations that may impact the audit engagement. Auditors will enhance their knowledge by understanding the changes affecting audit procedures and reporting, identifying best practices, and performing efficient audit engagements.


  • Annual update of the changes affecting 401(k) plans
  • Discussion of audit strategy while improving overall efficiency
  • Description of common mistakes as noted in peer reviews and DOL inspections

Instructor Name: Melissa Critcher, CPA, PC


Basic understanding of auditing defined contribution plans

Designed For

Experienced practitioners responsible for planning and performing employee benefit plan audit engagements


  • Understand the current changes to the rules and regulations associated with 401(k) plans
  • Identify best practices associated with engagement performance
  • Understand the risks associated with a benefit plan audit engagement
  • Avoid common mistakes noted during peer reviews




You will receive an email confirmation from with your login instructions.

Non-Member Price $204.00

Member Price $139.00